How Does She Play That?: The Roles of Talk and Embodiment in Referring to Objects and Persons
Stefan Frazier
UCLA


Introduction. This paper analyzes how references to persons and objects are made in talk-in-interaction via pronouns that have not been activated through a full lexical mention of their referents but that are nonetheless immediately accessible to the speaker’s interlocutor.

The instance under analysis here comes from video data of naturally occurring conversation between the several people depicted in Figure 1. Not in the figure, but just off camera to the right, stands a large double string bass. The utterance in question for this paper, as spoken by the participant named Shel, is indicated by the arrow in the transcript below.



Figure 1. Frame grab at Shel’s word "that" in line 3.

  1 Jack: Feel like z gon like fall overn crush (you).
  2              (2.0)
->3 Shel: I know. How does she play that.
  4              (1.2)
  5 Shel: It’s like three times her [size.
  6 Stan:                                      [Uh h evreone says
               that. Heh-h heh

Just prior to this spate of talk there have been two separate conversations, one between Stan and Dean, and one between Jack and Shel. (Osip and Nadia have been quiet for some time.) Jack’s comment in line 1 remains part of his conversation with Shel: he is physically oriented toward Shel and his reference to it (in the transcript as z or "it is"), is to the bass, as evidenced by his simultaneous pointing gesture to the bass (made somewhat before the sequence of talk in the transcript above).

Shel, having previously directed her utterances toward Jack, now faces Stan and makes the utterance in question, I know. How does she play that.
Stan has just been visibly engaged in a separate conversation with Dean and not had interaction with Shel for some time. Thus Shel’s reference to that is not currently active for him, nor is her reference to she (a non-present person). Judging by Stan’s uptake of Shel’s utterance, however, that and she are immediately accessible to him. How is this possible? Also, what are the networks of social relationships revealed by, and constitutive of, the talk and embodiment in this segment?

The pronouns that and she become apparent to Stan due to a confluence of several factors. First, as visible in the translucent red circle in Figure 1, Shel makes a pointing gesture toward the bass, thus making publicly available what she is referring to. Second, this pointing gesture, in turn, is only interpretable by the visible and verifiable presence of the object she is pointing to, the bass. Third, Stan’s shift in body orientation just before Shel’s utterance renders him the likely recipient of the utterance. Two final factors are the location of the conversation participants – Stan’s apartment – and Stan’s relationship – as flatmate and partner – to the owner of the musical instrument.

Each of these factors will be taken up below in separate sections, beginning with the pointing gesture. However, this is done only for the sake of analytical clarity. As C. Goodwin (1994, 2000, 2002, among others) has pointed out, to be interpreted, a point or any other gesture must be acknowledged by its interpretants not as a single, discrete sign, but rather as one in an array of several semiotic modalities. These fields work in close conjunction with one another; they are, thus, not merely mutually reinforcing, but also mutually necessary for the purposes of communication. In addition, regarding the pointing gesture as part of an array of communicative resources shows the highly complex, yet organized, placement of the pointing gesture within the ongoing discourse.

Following is an analysis of the five factors.

1. The pointing gesture.
A close look at the video data of the utterance shows that Shel’s pointing gesture is not the canonical gesture we know as a "point," i.e. with index finger outstretched and other fingers curled in. Nor does it follow the trajectory of a normal point. Instead, during her utterance Shel sweeps her arm from a position close to her body and brings it to rest on the arm of the seat in which she is sitting. No finger is extended; rather, Shel’s arm comes to rest such that it is oriented in the general direction of the bass. See Figure 2.



Figure 2. The movement of Shel’s pointing gesture
               during her utterance How does she play that.

Haviland (1996) has noted that pointing gestures, while most often done with an outstretched finger, can also take other forms and can even be done with other body parts, in which a general indication of the direction of the reference suffices. Beyond Haviland’s excellent analysis, Shel’s "non-point pointing gesture" can be interpreted via another principle, coming from Conversation Analysis. In a paper on reference to non-present persons, Sacks & Schegloff (1979) explain the "minimization principle": when referring to persons, participants in conversations should use, if possible, a single, recognitional reference form, i.e. the shortest form available to have the referred-to person recognized. Sacks & Schegloff were describing talk, but a similar principle holds for Shel’s point. As she moves her arm during her utterance (How does she play that), bringing it to rest during the word play, and simultaneously looks at Stan, the dominant object in the indicated direction is the bass. Additionally, the bass is the only object in that general direction that can be "played."Thus the referent has been adequately specified by a single recognitional reference form, the pointing gesture, in combination with the talk and the indicated object – the bass.

2. The bass. The concurrent actions of Shel’s talk and her pointing gesture have foregrounded an item of interest to be further talked about. After a 1.2-sec pause in which there is no uptake to Shel’s utterance, Shel elaborates in line 5: It’s like three times her size. At this moment, Shel is not making reference merely to the bass, but to a particular attribute of the bass, namely its large size compared to the petite stature of the person who plays it (a characteristic known to Shel). This elaboration has made "conditionally relevant" (Garfinkel 1967, Schegloff 1989, among others) one particular attribute of the bass to the current exclusion of its other attributes (such as its four strings, the fact that it must be played upright, the fact that it is played with a bow, and so on). For this interaction at this given moment, three semiotic modalities – talk, a gesture, and a physical object in the vicinity – work together to create conditional relevance and further elaborate on the referents to "she" and "that."

3. The physical orientation of the participants. The first part (I know) of Shel’s utterance I know. How does she play that is a response designed for a particular recipient who is not Stan (but rather Jack and his just-prior utterance Feel like z gon like fall overn crush (you) in line 1). Prior to this, Shel’s eyegaze has been generally directed at Jack. For the next part of her utterance (How does she play that) we should thus not only ask how Stan understands the person reference. How does he even know the question is meant for him? How does he know that he is the one addressed?

These questions are partially answered by the fact that by the middle of Shel’s utterance, her eyegaze is firmly on Stan, who may thus analyze himself as the one addressed. But another thing has happened just previously that works to secure the formation of a larger participation structure. (For discussion on participation structures see M.H. Goodwin (1990).). During the 2-second transition space in line 2, Stan shifts his position from a physical orientation directed straight at Dean (with his legs pointing in Dean’s direction) to an orientation more open to the whole group (sitting on the floor cross-legged). See Figure 3.



Figure 3. Stan’s posture shift, from facing Dean to a stance open to the whole group.

Stan has previously been in the first (left-oriented) position for quite a while before Shel’s How does she play that. During that time, however, in order to address Jack, Shel, Nadia, or Osip, Stan has had to turn his head noticeably. In shifting his body stance to a position more open to the group, this head turn is no longer necessary, making an orientation toward a whole-group participation structure, and thus an understanding of Shel’s eyegaze as an address toward him, more "natural."

Now Stan may understand Shel’s utterance as directed at him: he has heard and seen someone address him. For purposes of brevity, I have left out of discussion here another very crucial aspect of this and many other face-to-face interactions: the ability of all the participants to actually see each other’s actions. See C. Goodwin (1980, 1981, 2000) for more discussion on the topic, and see Lerner (in press) for what may happen when participants in fact don’t see who is speaking to them.

4. Location: the apartment.
With Shel’s eyegaze on Stan upon uttering How does she play that, she is indexing an understanding to Stan that he is the one qualified to take up her question/exclamation. This implicit ratification of Stan as the "authority" on the matter rests on one other fact: he lives in this location, and is the only person present who does. (This fact is brought into focus not only in this segment, but throughout the video data of this occasion, during which Stan publicly plays the part of the "host.") In a multitude of ways, both non-verbal and through his talk, Stan shows that he is the one responsible for those activities that relate to the layout of the apartment or for things that belong therein – and the bass to which Shel makes reference is one of those things. The locally public, collective knowledge thus contributes to Stan’s understanding of himself as the addressed recipient, the person "in charge" of information about the bass, and the person who is thus able to elaborate on Shel’s question regarding the person referred to as "she."

5. Stan’s relationship to the owner of the bass. The owner of the bass is also Stan’s flatmate and spouse. Stan, having understood that he is the one being talked to, is thus able to infer, through a combination of the pointing reference to the bass and the simultaneous attribution of "authority" to himself via Shel’s address, that the pronoun "she" in Shel’s utterance How does she play that refers to his own spouse. The utterance thereby reveals the social relationship status of one of Shel’s co-present conversation participants. On the other hand, that same social relationship status is constitutive of Shel’s utterance as well. Were it not immediately and publicly clear how the referent is related to Stan, "she" may need to be actually specified with a lexical reference. Thus Shel’s utterance provides an interesting example of how talk, gesture and other forms of embodiment, and social participation structures mutually elaborate each other.

Conclusion. Much more could be written about the category-bound activities being done by Shel’s pronoun references "she" and "that" and the structures of relevance that these categories engender. For example, the analysis of the dual-categorical nature of the pronoun referent "she" as "the bass player" and as "Stan’s spouse" would illustrate the powerful nature of categorization, a topic Sacks (1995) describes as "the central machinery of social organization" (Vol. I, p. 40). In this short paper I hope, at least, to have demonstrated the need for regarding gestures and other forms of embodiment not as isolated systems, but as sub-systems embedded within a larger range of semiotic modalities at play in talk-in-interaction.


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