Compliance and Ethics Program
The purpose of the University of Texas at Austin Compliance and Ethics Program (CEP) is to promote and support a working environment which reflects the University’s commitment to maintaining the highest level of integrity and ethical standards in the conduct of its operations. Towards this end, the CEP will include programs and practices designed to nurture and preserve the University’s culture of respect and honesty while building compliance and ethics consciousness into the daily activities of its faculty and staff.
Executive Compliance Committee
The Executive Compliance Committee (ECC) is chaired by the President of the University and is composed of members of the University’s faculty and staff as is described in the ECC Charter.
| Permanent Membership | Incumbent |
| President | William Powers |
| Deputy to the President | Charles Roeckle |
| Executive Vice President and Provost | Steve Leslie |
| Vice President and Chief Financial Officer | Kevin Hegarty |
| Vice President for Legal Affairs | Patricia Ohlendorf |
| Vice President for Research | Juan Sanchez |
| Vice President for Student Affairs | Juan Gonzalez |
| Vice President for University Operations | Patricia Clubb |
| Chief Information Officer | Brad Englert |
| Information Security Officer | Cam Beasley |
| Athletics Director (Men or Women) | Christine Plonsky |
| Director of University Compliance Services (ex-officio) | Rudolph Green |
| Director of Internal Audits (ex-officio) | Mike Vandervort |
| U.T. System Compliance Liaison (ex-officio) | David Givens |
| Appointed Membership | Incumbent |
| Sr. Associate Dean for Academic Affairs | David Laude |
| Dean of Jackson School of Geosciences | Sharon Moser |
| Dean of the College of Education | Manuel Justiz |
| Director of Institute for Cellular and Molecular Biology | Alan Lambowitz |
Compliance Officers Group
The Compliance Officers Group (COG) is an informal group of individuals on campus with significant compliance responsibilities associated with their job. The group meets bi-annually to discuss current compliance issues and best practices.
| Area | Representative |
| University Compliance Services | Rudolph Green |
| University Compliance Services | Clay Simmons |
| University Policy Office | Candice Fischbach |
| Office of Sponsored Projects | Susan Sedwick |
| Office of Sponsored Projects (Export Controls) | David Ivey |
| Office of Research Support | Wayne Patterson |
| Environmental Health & Safety | Chip Rogers |
| Human Resource Services | Luther Johnson |
| Office of Development, Endowments | Martha King |
| Intercollegiate Athletics, NCAA | Amy Folan |
| Office of Internal Audit | Kathey Mitchell |
| Controller, Accounting | TBD |
| ERM, Accounting | Linc Leifeste |
| Office of Student Affairs | Jennifer Hammat |
| Information Security Office | Cam Beasley |
| Office of the Registrar | Dan Knauft |
| Office of Institutional Equity | Katherine Antwi Green |
| ADA Coordinator | Linda Millstone |
| International Office | Teri Albrecht |
| Office of Legal Affairs | Jeff Graves |
| UT System Compliance Liaison | David Givens |
| Animal Resource Center | Glen Otto |
| Provost Office | Linda Dickens |
