The following is from Medieval France: An Encyclopedia , eds.
W. Kibler and G. Zinn. New York: Garland Publishing, 1995.
Carolingian dynasty. Named after its most illustrious member, Charles
(Latin Carolus ) the Great or Charlemagne (742-814), the Carolingian
family originated in the intermarriage of the Austrasian noble families
of Pepin I of Landen (d. 640) and Arnulf of Metz (d. ca. 645). By the 9th
century their descendants ruled an area encompassing portions of modern
East Europe and most of the western part of the Continent. From Pepin III's
coronation in 751 until the early 10th century, there was always at least
one Carolingian on a western throne.
Carolingian fortunes were initially advanced by the Merovingian king Clotar
II (r. 584-629), who named Pepin of Landen mayor of the palace (major
domus ) of Austrasia for his help in uniting the Frankish kingdoms
of Austrasia and Neustria. Under Pepin I the post of mayor developed into
politically the most powerful office in the Frankish regions. Such was
the position's importance that when Pepin's son, Grimoald, became mayor
on his father's death, he sought successfully to have his own son adopted
by the reigning Merovingian king in order to place him in line for the
royal throne. That was a manoeuver other Frankish nobles could not tolerate,
however, and led to Grimoald's murder in ca. 660.
Despite this temporary setback for the Carolingians, Pepin I's grandson
and duke of Austrasia, Pepin II of Heristal, managed to gain the mayoralty
of both Austrasia and Neustria in 687. In contrast to Grimoald he did not
then seek access to the throne but limited himself to the office of major
domus, a vantage point from which he was able to expand his hold on
Frankish territories. His death in 714 precipitated a period of friction
within the kingdom, as a power struggle opposed his sole surviving yet
illegitimate son, Charles (later Martel), to Pepin's widow, Plectrude.
It was only after defeating the forces of Plectrude and other opponents
that Charles attained the political authority of his father.
Charles Martel proved a forceful leader of the Franks, strengthening their
territorial claims through victories over other Germanic groups as well
as over Muslims from Spain. Above all his military prowess is epitomized
by his defeat of a Muslim advance near Poitiers, in October 732. Although
scholars debate the significance of that episode--subsequent engagements
were necessary in the 8th and early 9th centuries before Muslim raids into
the Frankish realm ended--it came to be viewed among western writers as
the turning point in the west's struggle against Islam. This was the battle
for which Charles received the nickname of "Martel" (the Hammer)
in the 9th century.
The rudimentary administrative machine available to Charles meant that
he could maintain only a loose control of the Frankish territories, and
it was largely to preserve his grip on them that, as had Pepin II, he lent
his support to the Church and to its missionary work in the eastern regions.
In general, like his father Charles considered the Church an instrument
to further his own ends. He secularized ecclesiastical property to remunerate
his supporters, appointed laymen to head abbeys and sees, and otherwise
exercised his power, as he saw it, to name and to depose bishops. Such
measures made for an incoherence in ecclesiastical organization that would
be rectified only through the reforms of Charles' successors.
Upon Charles' death in 741 the kingdom was divided between his legitimate
sons, Carloman (d. 754), the eldest, and Pepin III. The two brothers cooperated
closely in governing the area left to them. One of their joint actions
was in 743 to place another Merovingian, Childeric III, on the royal throne
(significantly it had stood vacant since 737), as a measure to suppress
rebellious sentiment among noble factions. In 747 Carloman felt called
to the religious life, though, and abdicated in Pepin's favor, leaving
him mayor of a reunited realm. By 751 Pepin had asked Pope Zachary I to
support his decision to depose Childeric and take the crown for himself,
a move accomplished in November of that year. The new king, his wife and
sons, the first-born Charles (later Charlemagne) and a second Carloman,
were anointed by Pope Stephen II in 754, who acclaimed Pepin and his sons
"patricians of the Romans" in recognition of their special role
in protecting Rome, and, at the same time, of the Holy See's new political
orientation away from the east and towards northwestern Europe.
As mayor of the palace and king Pepin supported, if only to a limited extent,
Boniface's program to reform the Frankish Church along Roman lines, which
included efforts to improve clerical discipline and training. This was
of fundamental importance to the surge in cultural and intellectual activity
after Pepin's death that characterized the period known as the Carolingian
Renaissance.
When Pepin III died in 768 his kingdom was shared between Charles and Carloman
such that the territories of the former encircled those bestowed on Carloman.
Considerable friction existed between the two brothers, but Carloman died
in 771, leaving Charles the sole monarch. Charlemagne's reign, first as
king and from 800 as emperor in the west, witnessed a dramatic increase
in the lands under Frankish control, the evolution of an administrative
machine to govern this territory, and the cultural and intellectual developments
that marked the Carolingian Renaissance. During the first thirty years
of his rule Charles was involved in almost constant warfare with neighbors
of the Franks: in 774 he defeated the Lombards; in 787 Duke Tassilo of
Bavaria was overcome, though not decisively; campaigns in the 790s brought
the conquest of the Avars; reprisals were launched against the rebellious
Bretons during the later 8th century; and in the early 9th century engagements
with Muslims led to the formation of the Spanish March along the Pyrenees.
Above all Charles faced the hostility of the Saxons to the east, whom he
struggled to subdue from 772 until 804--through forced conversions, mass
executions, and deportations as well as through battle. By the time these
wars of conquest ceased in the early 9th century the Carolingian territories
extended from the English Channel to southern Italy, and from the Atlantic
into modern East Germany.
Under Charlemagne the basic units in the governance of so vast a realm
were the counties, each headed by a member of the upper aristocracy given
the title of count. His duties included maintaining the peace, promulgating
and enforcing the laws, administering justice, and levying taxes. Government
operated primarily at this local level, and ultimately the court had limited
control over the counts. The chief link between them and the central administration
were the missi dominici --noble laymen, bishops, and occasionally
abbots chosen to be the king's representatives, who undertook tours of
inspection for him throughout the realm. They investigated charges of misconduct
by local officials, assisted in certain judicial proceedings, heard new
oaths of loyalty to the sovereign, and published new laws.
The laws which the missi circulated and royal directives to them
were often recorded in documents known as capitularies, among them such
important works from Charlemagne's reign as the capitulary of Heristal
(779) and the Admonitio generalis (789). Yet then as previously
among the Franks the foundation of legislative action was the king's spoken
word. The capitularies from Charlemagne's court were merely records of
what he had orally decreed, and carried no legislative weight in their
own right.
This legislative and administrative activity was balanced by the cultural
and intellectual revival of the same period, forwarded by the artists and
scholars--men such as Alcuin, Theodulf of Orleans, Paul the Deacon, and
Paulinus of Aquileia--who gathered around Charlemagne. Together all of
these developments cast light on the motivations for Charlemagne's coronation
as emperor of the west by Pope Leo III, on Christmas Day 800 in St. Peter's,
Rome. Whether the idea for the move came from the papal or the Carolingian
court--a point debated by scholars--it suited both parties' interests.
Even before 800 Carolingian writers had been evolving a concept of Charlemagne
as the successor to Constantine I and the leader of a new Christian-Roman
empire in the west. For the papacy, on the other hand, the coronation underscored
Charles's special role as protector of western Christendom, at a time when
papal authority was particularly threatened by enemy groups.
It is uncertain whether Charlemagne initially viewed the imperial title
as a personal honor or one to be passed on to an heir. No arrangement was
made concerning it in the Divisio regnorum of 806, which decreed
that after his death the empire be partitioned among his legitimate sons,
Charles the Younger (d. 811), Pepin (d. 810), and Louis (778-840: later
known as the Pious); but the inheritance of the imperial crown may have
been something that even then Charlemagne intended to settle later. By
813 Charles the Younger and Pepin were dead, however, and in September
Louis was crowned co-emperor. He became sole emperor upon his father's
death in January 814.
The reign of Louis the Pious witnessed probably the peak of the Carolingian
Renaissance in arts and letters as well as the implementation of important
religious and administrative reforms; but it also saw the political crises
emerge that led to the empire's dissolution. The political turmoil of the
830s stemmed partly from the disaffection of aristocratic groups over Louis'
ecclesiastical reforms, and partly from problems caused by his plans for
the succession.
The terms of the inheritance were first outlined in the Ordinatio imperii
of 817. Whereas Charlemagne had arranged the imperial succession only a
year before his death, Louis the Pious made this from the start a basic
element of his plans. The Ordinatio stipulated that each of his
sons--Lothair I (795-855), Pepin of Aquitaine (800-838), and Louis (804-876:
later known as the German)--receive a portion of the empire to govern,
while Italy remained under Louis the Pious's nephew, Bernard. But the imperial
crown was bestowed immediately on Lothair I alone, who was to rule the
empire's most important territories, including Aix-la-Chapelle and Rome,
and to exercise supremacy over his brothers and Bernard. Although Louis
the German and Pepin were too young to react to these plans, the Ordinatio
provoked Bernard to revolt in 817. The rebellion was crushed and its instigator
blinded, a punishment from which he died.
Difficulties for Louis the Pious merely increased with the birth in 823
of Charles (later known as the Bald) to Louis' second wife, Judith. (The
three older sons were by his first spouse, Irmengarde.) A revised scheme
of inheritance gave to Charles lands previously intended for his older
brothers. Coming on top of already existing tensions between Louis and
Lothair I, this drove Lothair and his supporters to revolt in 830. Over
the next several years conflicts between the aging emperor and one or more
of his sons plagued the empire. Although Louis the Pious managed to regain
political control in 834 and confined Lothair to Italy, strife among Lothair,
Louis the German, and Charles the Bald flared after their father's death
in 840. The written records that were made of one attempted accord between
Louis the German and Charles, the Oaths of Strasbourg of 842, provide unique
evidence of the French and German vernaculars of the day; but the agreement
failed to achieve a lasting peace. In 843 the treaty of Verdun ended the
ideal of a united empire by dividing it into separate kingdoms for Louis
the Pious's surviving sons: to Charles went the western regions, to Louis
the German the eastern territories, and to Lothaire the middle section.
Yet this only temporarily ended the conflict. The tensions among the brothers,
along with such external threats as Viking raids, undermined the authority
of the Carolingian monarchs and encouraged the rise of aristocratic factions.
The Church's authority in secular affairs also grew, as it increasingly
claimed a right to intervene on political issues.
After Lothair I's death (855) his kingdom was shared among his three sons.
Italy was given to the eldest, Louis II (d. 875), who had received the
imperial crown in 850, while Lothair II (d. 869) obtained the kingdom of
Lorraine and Charles (d. 863) the kingdom of Provence. Charles of Provence's
realm was partitioned after his death between his two brothers. When Lothair
II died, however, Louis II was too busy battling the
Saracens in southern Italy to be a serious contender for his lands, and
the Treaty of Meerssen (870) split them between Louis the German and Charles
the Bald. The boundaries thus formed are the basis for those between France
and Germany today.
Emperor Louis II died in 875, leaving no male heirs, and Charles the Bald
gained the title of emperor and the realm of Italy. Since Louis II's brothers
also had lacked sons who could inherit (the Church had thwarted Lothair
II's attempt to divorce his wife and marry a mistress who had borne him
a son), the rule of Lothair I's line ceased.
The political chaos of the decades after 840 was offset, in Charles the
Bald's kingdom, by the continued flourishing of artistic and intellectual
activity. Charles's court rivaled those of his father and grandfather in
the renown of the theologians it attracted--among them Hincmar of Reims
and John Scotus Eriugena--and in the impressive artwork associated with
his reign, but this was the last great center of learning and art linked
with the Carolingian dynasty. Towards the end of the 9th century continued
Viking raids and the rising power of local aristocracy speeded the disintegration
of the central administrations in the eastern and western kingdoms. The
election in 884 of Emperor Charles the Fat, son of Louis the German and
king of the East Franks, as ruler also of the West Frankish realm meant
the reunion of virtually the entire area of Charlemagne's empire, but when
Charles the Fat was deposed in 887 the West Frankish nobility gave the
crown to a non-Carolingian. The Carolingians returned to power in the western
territory with the enthronement there of Charles the Simple (r. 898-922),
and later with the reigns of Louis IV of Outremer (r. 936-954), his son
Lothair (r. 954-986), and his grandson Louis V (r. 986-987). Louis V was
the last ruler of the line, however, and after his death the kingdom passed
to Hugh Capet.
In the East Frankish realm Charles the Fat was succeeded in 887 by Arnulf
of Carinthia (r. 887-899), who was the illegitimate son of Charles' older
brother, Carloman, and then by Louis the Child (r. 899-911), Arnulf's son
and a minor when he came to the throne. When Louis died the nobles elected
Conrad of Franconia. [CMC]
Braunfels, Wolfgang, et al., eds. Karl der Grosse: Lebenswerk und
Nachleben, 5 vols. Duesseldorf: Verlag L. Schwann, 1965-1968.
Ganshof, François L. The Carolingians and the Frankish Monarchy:
Studies in Carolingian History, trans. Janet Sondheimer. London: Longman
Group Ltd., 1971.
Halphen, Louis. Charlemagne and the Carolingian Empire, trans. Giselle
de Nie. Europe in the Middle Ages: Selected Studies, 3. Amsterdam: North-Holland
Publishing Co., 1977.
Heer, Friedrich. Charlemagne and His World. New York: Macmillan,
1975.
McKitterick, Rosamond. The Frankish Church and the Carolingian Reforms,
789-895. London: Royal Historical Society, 1977.
--------. The Frankish Kingdoms Under the Carolingians, 751-987. London:
Longman Group Ltd., 1983.
Noble, Thomas F.X. The Republic of St. Peter : The Birth of the
Papal State, 680-825. Philadelphia: U of Pennsylvania P, 1984.
Riché, Pierre. Les Carolingians: Une famille qui fit l'Europe.
Paris: Hachette, 1983.