Fall 2012 - Law & Econ of Cap Mkts/Fin Intermed
Spindler, James C
Credit Hours: 3 Course ID: 379M Unique # 29423
|TTH||9:30 - 11:00 am||WAG 201|
No exam information is available for this class.
This course is restricted to upper division students only.
This course uses economic analysis to enable students to understand the institutional workings of the securities and investment business and its legal regulation (especially recent developments therein). Focal topics include securities trading and market regulation, banking and shadow banking, securitizations and asset-backed securities, broker-dealer duties and conflicts, and investment advisers and investment company regulation. The class will be a combination of lecture and student group presentations. The goal of the course is to ensure that students have a good economic understanding of how and why the law applies to them once they are investment bankers, traders, or investment advisers.
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