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UT Law School Classes - Fall 2013

Securities Regulation

Instructor: Spindler, J Credits: 4 Course ID: 484N Unique #29510
     Day    Time   Location
   Tuesday 3:45 pm - 5:35 pm TNH 2.138
   Wednesday 3:45 pm - 5:35 pm TNH 2.138
Exam Type    Test Date Time      Name Range Regular Room Extegrity Room
  Final Wednesday, December 18 1:30 pm -   A-Z
Registration Information
This course is restricted to upper division students only.

Virtually any raising of capital implicates the securities laws.  The goal of this course, then, is for students to learn the mechanics of public and private offerings of securities, and to understand the reporting and disclosure requirements that issuing securities entails.  This course is particularly important for students who expect to work either in business litigation or transactional law.

Topics include public offerings, exempt (i.e., private) offerings, public company regulation and exemption, and, to the extent time permits, secondary market issues such as securities fraud, insider trading, and the regulation of financial intermediaries (such as broker-dealers and investment advisers). 

Please be aware that this course makes use of economics and math (this is not an arbitrary imposition:  courts deciding securities cases make use of economics and math, such as net present valuation and the Efficient Capital Markets Hypothesis).  No prior background, beyond a reasonable high school education, in these areas is required -- concepts will be introduced as needed -- although a willingness to engage economics and math is absolutely necessary.

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