Plain English: using "you" part 2
A commenter wrote--
- "[Using you in regulations] . . . can lead to ambiguity. Regulations are written to be read not only by those who must comply but those who must enforce and those who are protected by the regulations."
My response
The commenter is pointing out that regulations have dual audiences: those who must comply and those who must enforce (and there could be more audiences). This is common in legal writing:
- You write a will for the testator but you know a judge may construe it.
- You write a letter to a client but you know your supervisor will read it.
- You prepare jury instructions for the jury but you know appellate judges will review them.
The solution?
For me, the solution is to look at the problem of dual audiences in a new way, with an insight I gained from a recent book review. Drury Stevenson, Book Review: Forensic Linguistics: An Introduction To Language in the Justice System, by John Gibbons, 77 U. Colo. L. Rev. 257 (2005).
Relying on the work of linguists, Professor Stevenson deconstructs the dual-audience problem and re-frames it as a problem of one audience with "bystanders" and "overhearers." In other words, we write jury instructions for juries--period. But we know that appellate judges are bystanders--or "reviewers." Id. at 269.
So don't write jury instructions for appellate judges; that is not your audience. Write them for the nonlawyers on juries. After all, the reviewing judges are not really reading the instructions for comprehension; they are reading them to see if the proper information was conveyed to the jury. Id.
As for regulations, write them--using you--for those who must comply. The enforcers of and those protected by the regulations are bystanders. If the you varies in a regulation, "announce each audience in a heading, if clause, or note." Thomas Muraswski, Writing Readable Regulations at 35. (The books contains other helpful advice for avoiding the potential ambiguities of you.)
So for me, the dual-audience problem is a false one. Aim at your primary audience, and don't get hung up on the bystanders.


8 Comments:
I have known of Thomas Murawski for a number of years. He has had a very good influence with his seminars and work in the field of technical writing. It wasn’t until I read his bio at www.writingandspeaking.com that I realized that he was so involved in leading the movement for plain English rulemaking.
As a result of Murawski’s work certain documents in the field of pharmaceutical manufacturing automation, known as software validation protocols (normally very lengthy, complex, and technical) can use the word "you" for the person executing the validation (detailed software test) protocol. The many "bystanders" who read the document include those who review, comment, approve for execution, verify after the test, and bless the document. I do agree that "you" is better than "the validator", "the tester", or other such terms. He has provided many other suggestions for making validation, detailed functional descriptions, and other engineering documents easier to read.
I look forward to reading Writing Readable Regulations.
When I was writing military regulations (constantly!) in the 1980s and 1990s, I tried to use "you," and ran into a third instance that causes problems: When there are "facilitators" in the potential audience. The regulations on personnel reports are an excellent example; there are always "supervisors' supervisors" who indorse or otherwise use the reports. These second-level supervisors are "facilitators," who need a closer perspective than true third parties because they must supervise others in those others' compliance with the regulation (instead of acting in an adversarial capacity).
My usual solution--which seemed to work--was to preface each chapter with a definition stating whom "you" was for that chapter. It was my experience that perspective frequently shifts in major documents; for example, the "you" in discussing how an initial reporting official handles a late report is different from the "you" in discussing how a higher-level supervisor handles the "grading curve" problem.
I am not familiar with wills and estate work. My work is primarily business law, particularly drafting (and reading, revising, and explaining) contracts. I agree that plain language should be used in contracts. I probably spend as much time trying to explain contracts, written by the other party, to my clients, modifying proposed contracts to meet the needs of my clients, and similar tasks as I do drafting contracts. I also spend time litigating contract related matters. Naturally, I also have to read and explain regulations and statutes to my clients.
I don't normally get involved with apartment rental, but in a friends lease I came across an example of where "you" could easily be used. A typical sentence in the agreement is:
Resident agrees to tender to Lessor the Total of All Security Deposits as described in Paragraph 1 of this Agreement prior to taking possession of the Premises. (strange capitalization in original)
The lease was clearly drafted by an organization representing the lessor. Their logo even appeared at the top. So leasee or resident could be replaced by "you", with "you" in parenthesis at the beginning by the name of the leassee.
Another situation is different, however. In the state law governing leases, (North Carolina General Statutes Chapter 42) the terms lessor and tenant are used, as in the following:
§ 42 3. Term forfeited for nonpayment of rent.
In all verbal or written leases of real property of any kind in which is fixed a definite time for the payment of the rent reserved therein, there shall be implied a forfeiture of the term upon failure to pay the rent within 10 days after a demand is made by the lessor or his agent on said lessee for all past due rent, and the lessor may forthwith enter and dispossess the tenant without having declared such forfeiture or reserved the right of reentry in the lease.
While it may very well be the case that the statute was written to favor the apartment business, perhaps by their lobbyists, at least the statute tries to appear to be neutral, treating both parties equally. Many paragraphs provide rights or duties to both parties. To divide the chapter into subchapters, one using you to mean the lessor and the other using you to mean the lessee would probably just add confusion.
One important part of the drafting of a contract or other document is the organization. Not only does poor organization make it difficult to read, even for a lawyer experienced in the particular field, but it makes it extremely difficult to modify a proposed contract.
That said, I hope you will keep up your work teaching the use of plain language. Not only will it be a help to non-lawyers, but it will reduce the time needed by lawyers who must dig through the dense contracts written by other lawyers.
Susan,
Thank you for your excellent comments.
Related question: do you see any problem with using lessor/lessee in the statute?
Some experts suggest avoiding that commmonly confused and commonly mistyped pair. They suggest landlord/tenant or owner/tenant or management/tenant.
Thoughts?
Wayne,
The lease used the terms lessor and both resident and lessee. I think this would be a good use for we and you. It is clear who you is (the tenant, the contract was written for apartment complexes).
The statute uses the terms lessor and tenant. I would prefer landlord/tenant or owner/tenant. The statute gives rights to and places responsibilities on both parties within the same section. Although it may have been written by landlords, it does have the appearance of being neutral.
My question to you--would you prefer you (rather than tenant) and how would you use you.
Susan,
Allow me to offer my heartiest wishes.
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